Personnel Hong Kong SFC License Details (ID 92429)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-20	-
	Rep	Dealing in securities	2012-06-20	-
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-09-17	2013-04-26
	Rep	Advising on securities	2003-04-01	2003-08-13
	Rep	Asset management	2003-04-01	2003-08-13
	Rep	Advising on corporate finance	2003-04-01	2003-12-19
	Rep	Dealing in securities	2003-04-01	2013-04-26