Personnel Hong Kong SFC License Details (ID 92430)

Personnel Hong Kong SFC License Details (ID 92430)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2019-08-07	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2019-08-07	-
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-04-10	2019-07-31
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-04-10	2019-07-31
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-08-08	2014-03-31
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2012-08-08	2014-03-31
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-18	2012-07-01
	Rep	Dealing in securities	2012-06-18	2012-07-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-02-10	2012-08-01
	Rep	Dealing in securities	2011-02-10	2012-08-01
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-06-03
	Rep	Asset management	2003-04-01	2003-06-03
	Rep	Dealing in futures contracts	2003-04-01	2011-02-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-03
	Rep	Advising on securities	2003-04-01	2003-06-03
	Rep	Asset management	2003-04-01	2003-06-03
	Rep	Providing automated trading services	2003-04-01	2003-06-03
	Rep	Dealing in securities	2003-04-01	2011-02-01