Personnel Hong Kong SFC License Details (ID 92431)

Personnel Hong Kong SFC License Details (ID 92431)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2019-12-11	2024-03-28
	Rep	Dealing in securities	2019-12-11	2024-03-28
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-07-29	2024-03-28
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Advising on securities	2014-07-29	2020-03-27
	Rep	Dealing in securities	2014-07-29	2020-03-27
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2012-06-18	2014-07-18
	Rep	Dealing in futures contracts	2012-06-18	2014-07-18
	Rep	Dealing in securities	2012-06-18	2014-07-18
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2010-05-03	2013-08-01
	Rep	Dealing in futures contracts	2010-05-03	2013-08-01
	Rep	Dealing in securities	2010-05-03	2013-08-01
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-08-20	2010-04-14
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-11-29	2010-04-14
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-08-06	2010-04-14