Personnel Hong Kong SFC License Details (ID 92432)

Personnel Hong Kong SFC License Details (ID 92432)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2012-06-18	2019-10-29
	Rep	Dealing in futures contracts	2012-06-18	2019-10-29
	Rep	Dealing in securities	2012-06-18	2019-10-29
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2010-04-29	2013-08-01
	Rep	Dealing in futures contracts	2010-04-29	2013-08-01
	Rep	Dealing in securities	2010-04-29	2013-08-01
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-08-20	2010-04-14
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-11-29	2010-04-14
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-12-17	2010-04-14