Personnel Hong Kong SFC License Details (ID 92433)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-18	2019-08-21
	Rep	Dealing in securities	2012-06-18	2019-08-21
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-08-14	2019-03-15
	Rep	Advising on securities	-	2003-08-13
	Rep	Asset management	-	2003-08-13
	Rep	Advising on corporate finance	-	2004-02-17
	Rep	Dealing in securities	-	2019-08-21