| SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2022-05-03 | - |
| Rep | Dealing in securities | 2022-05-03 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2019-07-15 | 2022-01-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2019-07-15 | 2022-01-21 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2017-10-25 | 2019-03-30 |
| Rep | Dealing in securities | 2017-10-25 | 2019-03-30 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-03-10 | 2017-09-29 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-03-10 | 2017-09-29 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2015-02-11 |
| Rep | Dealing in securities | 2012-06-18 | 2015-02-11 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-11-09 | 2015-02-11 |
| Rep | Dealing in securities | 2009-11-09 | 2015-02-11 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2009-10-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2009-10-31 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-07 | 2009-10-31 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-07 | 2009-10-31 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Providing automated trading services | 2003-05-26 | 2003-09-05 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Providing automated trading services | 2003-05-26 | 2003-09-02 |
| Rep | Dealing in securities | 2003-05-26 | 2005-09-30 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-05-22 | 2005-09-30 |