Chu, Wai Leung (SFC:ABQ114) 朱偉良

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2022-05-03	-
	Rep	Dealing in futures contracts	2022-05-03	2026-09-28
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2019-07-15	2022-01-21
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2019-07-15	2022-01-21
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2017-10-25	2019-03-30
	Rep	Dealing in securities	2017-10-25	2019-03-30
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-03-10	2017-09-29
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2015-03-10	2017-09-29
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-18	2015-02-11
	Rep	Dealing in securities	2012-06-18	2015-02-11
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-11-09	2015-02-11
	Rep	Dealing in securities	2009-11-09	2015-02-11
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-03	2009-10-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2009-10-31
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2005-10-07	2009-10-31
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-10-07	2009-10-31
FIRST SHANGHAI FUTURES LIMITED	Rep	Providing automated trading services	2003-05-26	2003-09-05
FIRST SHANGHAI SECURITIES LIMITED	Rep	Providing automated trading services	2003-05-26	2003-09-02
	Rep	Dealing in securities	2003-05-26	2005-09-30
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2003-05-22	2005-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.