| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2012-10-03 | 2013-02-01 |
| Rep | Dealing in futures contracts | 2012-10-03 | 2013-02-01 | |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2012-10-03 | 2013-02-01 |
| Delta Asia Wealth Management Limited | Rep | Asset management | 2012-10-03 | 2013-02-01 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-29 | 2013-02-01 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-18 | 2012-08-28 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-03-25 | 2012-08-28 |