| China Hong Kong Capital Asset Management Company Limited | RO | Asset management | 2021-04-01 | - |
| Rep | Asset management | 2021-02-17 | 2021-04-01 |
| CARLYON ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-11-07 | 2021-02-16 |
| Rep | Asset management | 2019-09-23 | 2019-11-07 |
| Hope Chain Asset Management Co., Limited | RO | Advising on securities | 2019-01-18 | 2019-08-31 |
| RO | Asset management | 2019-01-18 | 2019-08-31 |
| Evergain Funds Limited | RO | Asset management | 2018-03-28 | 2019-01-07 |
| FORMAX SECURITIES LIMITED | RO | Dealing in securities | 2016-07-28 | 2018-01-01 |
| FORMAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-05-27 | 2017-12-31 |
| FORMAX SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-27 | 2016-07-28 |
| Rep | Dealing in futures contracts | 2016-05-27 | 2018-01-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2015-09-23 | 2016-05-03 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-04-13 | 2016-05-03 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-11-28 | 2016-05-03 |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2013-10-09 | 2013-11-20 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-11-14 | 2013-10-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-14 | 2013-10-01 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2012-11-02 |
| Rep | Dealing in securities | 2012-06-18 | 2012-11-02 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-05-23 | 2012-11-02 |
| Rep | Dealing in securities | 2012-05-23 | 2012-11-02 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2012-03-26 | 2012-05-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-26 | 2012-05-15 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-07-20 | 2012-03-05 |
| Rep | Dealing in securities | 2009-07-20 | 2012-03-05 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-01-29 | 2009-07-10 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-09 | 2009-07-10 |