Personnel Hong Kong SFC License Details (ID 92442)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Open Securities Limited	Rep	Dealing in securities	2012-09-14	2013-04-30
Rich Union Securities (H.K.) Limited	Rep	Dealing in securities	2012-07-03	2012-07-31
Yuanta Asia Investment (Hong Kong) Limited	Rep	Leveraged foreign exchange trading	2009-03-04	2012-06-01
	Rep	Dealing in securities	2008-03-28	2012-06-01
	Rep	Dealing in futures contracts	2007-01-16	2007-11-09
	Rep	Dealing in securities	2006-06-13	2007-11-09