| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2012-09-20 | 2013-10-02 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2012-09-20 | 2013-10-02 |
| Rep | Leveraged foreign exchange trading | 2012-09-20 | 2013-10-02 |
| Delta Asia Wealth Management Limited | Rep | Asset management | 2012-09-20 | 2013-10-02 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-23 | 2013-10-02 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-23 | 2013-10-02 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2012-08-18 |
| Rep | Dealing in securities | 2012-06-18 | 2012-08-18 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-08-18 |
| Rep | Dealing in securities | 2009-08-31 | 2012-08-18 |