Personnel Hong Kong SFC License Details (ID 92445)

Personnel Hong Kong SFC License Details (ID 92445)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-08-09	2015-06-30
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2012-08-09	2015-06-30
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-21	2012-07-01
	Rep	Dealing in securities	2012-06-21	2012-07-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2004-07-02	2012-08-01
	Rep	Dealing in securities	2004-07-02	2012-08-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-15
	Rep	Asset management	-	2003-08-15
	Rep	Providing automated trading services	-	2003-08-15
	Rep	Dealing in futures contracts	-	2004-06-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-08-15
	Rep	Advising on securities	-	2003-08-15
	Rep	Asset management	-	2003-08-15
	Rep	Providing automated trading services	-	2003-08-15
	Rep	Dealing in securities	-	2004-06-26