Personnel Hong Kong SFC License Details (ID 92449)

Personnel Hong Kong SFC License Details (ID 92449)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Leveraged foreign exchange trading	2012-06-18	2016-10-31
	Rep	Dealing in futures contracts	2012-06-18	2020-09-21
	Rep	Dealing in securities	2012-06-18	2020-09-21
Yuanta Asia Investment (Hong Kong) Limited	Rep	Leveraged foreign exchange trading	2010-12-06	2014-10-20
	Rep	Dealing in futures contracts	2010-12-06	2015-12-30
	Rep	Dealing in securities	2010-12-06	2015-12-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-09-28	2010-11-16
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2004-09-28	2010-11-16
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-09-28	2010-11-16