Personnel Hong Kong SFC License Details (ID 92450)

Personnel Hong Kong SFC License Details (ID 92450)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTIS, SHERIFFS &AMP; BROWNS ASIA CO. LIMITED	Rep	Dealing in securities	2023-05-31	2024-08-09
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2014-09-15	2023-03-31
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2013-12-05	2014-08-31
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-06-27	2013-09-24
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2009-07-14	2013-09-24
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-01-20
	Rep	Advising on securities	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in securities	-	2009-07-01