Personnel Hong Kong SFC License Details (ID 92455)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2014-04-14	2016-03-08
	Rep	Dealing in securities	2014-04-14	2016-03-08
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2012-06-18	2014-03-28
	Rep	Dealing in securities	2012-06-18	2014-03-28
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2009-12-02	2013-08-01
	Rep	Dealing in securities	2009-12-02	2013-08-01