Personnel Hong Kong SFC License Details (ID 92459)

Personnel Hong Kong SFC License Details (ID 92459)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2017-06-13	2021-06-30
	Rep	Dealing in securities	2017-06-13	2021-06-30
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	Dealing in futures contracts	2017-04-24	2017-05-17
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2017-04-24	2017-05-17
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2016-11-09	2017-04-08
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2016-09-07	2017-04-08
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-20	2016-09-01
	Rep	Dealing in securities	2012-06-20	2016-09-01
	Rep	Leveraged foreign exchange trading	2012-06-20	2016-09-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Leveraged foreign exchange trading	2011-08-29	2014-10-20
	Rep	Dealing in futures contracts	2011-02-15	2015-12-30
	Rep	Dealing in securities	2011-02-15	2015-12-30
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-05-06	2009-05-08
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-23	2011-01-29
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-23	2011-01-29