Personnel Hong Kong SFC License Details (ID 92463)

Personnel Hong Kong SFC License Details (ID 92463)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Crosby Securities Limited	RO	Advising on securities	2015-08-25	2026-05-19
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on securities	2014-04-28	2015-08-12
	Rep	Advising on securities	2014-01-28	2014-04-28
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2010-08-13	2012-05-08
	Rep	Asset management	2010-08-13	2012-05-08
HAMON ASSET MANAGEMENT LIMITED	Rep	Asset management	2006-06-20	2006-10-12
PFP Capital Limited	Rep	Asset management	2006-06-20	2006-10-12
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-07-07	2006-10-12
PFP Capital Limited	Rep	Advising on securities	2005-07-07	2006-10-12