Personnel Hong Kong SFC License Details (ID 92464)

Personnel Hong Kong SFC License Details (ID 92464)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Advising on securities	2019-05-31	2022-01-28
	Rep	Dealing in securities	2019-05-31	2022-01-28
KGI ASIA LIMITED	Rep	Advising on securities	2018-06-15	2019-05-12
	Rep	Dealing in securities	2017-10-03	2019-05-12
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-10-24	2019-05-12
KGI ASIA LIMITED	Rep	Dealing in securities	2015-09-22	2017-10-02
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2015-09-22	2017-10-02
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2012-06-27	2015-01-10
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2009-07-06	2012-05-22