| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-07 | 2018-05-01 |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2013-01-07 | 2018-05-01 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-07 | 2018-05-01 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2012-11-30 |
| Rep | Dealing in securities | 2012-06-20 | 2012-11-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-05-18 | 2012-11-30 |
| Rep | Dealing in securities | 2011-05-18 | 2012-11-30 |