Personnel Hong Kong SFC License Details (ID 92481)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Dealing in securities	2012-11-13	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-06-26	2012-11-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2011-02-21	2012-11-01
IBTS ASIA (HK) LIMITED	Rep	Dealing in securities	2007-09-14	2011-01-21
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2005-03-07	2005-03-07
	Rep	Dealing in securities	2005-03-07	2007-07-25