Personnel Hong Kong SFC License Details (ID 92484)

Personnel Hong Kong SFC License Details (ID 92484)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hafoo Futures Limited	Rep	Advising on futures contracts	2021-11-19	-
	Rep	Dealing in futures contracts	2021-11-19	-
Hafoo Securities Limited	Rep	Dealing in securities	2019-07-02	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Leveraged foreign exchange trading	2012-06-20	2016-10-31
	Rep	Dealing in futures contracts	2012-06-20	2019-01-01
	Rep	Dealing in securities	2012-06-20	2019-01-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Leveraged foreign exchange trading	2010-04-29	2014-10-20
	Rep	Dealing in futures contracts	2010-04-29	2015-12-30
	Rep	Dealing in securities	2010-04-29	2015-12-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-01-08	2010-04-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-01-08	2010-04-01
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-02-03	2010-04-01
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-07-22	2010-04-01