| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-07-20 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-07-20 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2012-07-14 |
| Rep | Dealing in securities | 2012-06-20 | 2012-07-14 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-08-12 | 2012-07-14 |
| Rep | Dealing in securities | 2010-08-12 | 2012-07-14 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-24 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-24 |
| Rep | Asset management | 2003-04-01 | 2004-06-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-24 |
| Rep | Dealing in securities | 2003-04-01 | 2010-07-20 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-24 |
| Rep | Asset management | 2003-04-01 | 2004-06-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2010-07-20 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-24 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-24 |
| Rep | Asset management | 2003-04-01 | 2004-06-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-24 |
| Rep | Dealing in securities | 2003-04-01 | 2010-07-20 |