| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2021-07-22 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-07-22 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2021-06-30 |
| Rep | Dealing in securities | 2012-06-20 | 2021-06-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-03-09 | 2013-04-26 |
| Rep | Dealing in securities | 2011-01-17 | 2013-04-26 | |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-01 | 2011-01-01 |
No HKMA registrations in the collected records.