Personnel Hong Kong SFC License Details (ID 92486)

Personnel Hong Kong SFC License Details (ID 92486)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2021-07-22	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-07-22	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-20	2021-06-30
	Rep	Dealing in securities	2012-06-20	2021-06-30
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-03-09	2013-04-26
	Rep	Dealing in securities	2011-01-17	2013-04-26
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2010-03-01	2011-01-01