Personnel Hong Kong SFC License Details (ID 92487)

Personnel Hong Kong SFC License Details (ID 92487)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-06-11	2019-07-31
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-06-11	2019-07-31
SKYVAST SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-01-26	2014-05-09
	Rep	Dealing in securities	2012-01-26	2014-05-09
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-10-04	2012-01-14
	Rep	Dealing in securities	2010-08-20	2012-01-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-03-04	2010-08-06
	Rep	Dealing in securities	2009-06-18	2010-08-06