Personnel Hong Kong SFC License Details (ID 92493)

Personnel Hong Kong SFC License Details (ID 92493)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2015-05-29	2019-03-31
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2012-06-20	2014-12-12
	Rep	Dealing in securities	2012-06-20	2014-12-12
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2009-09-15	2013-04-10
	Rep	Dealing in securities	2009-06-18	2013-04-10
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2003-06-18	2009-06-07