Personnel Hong Kong SFC License Details (ID 92496)

Personnel Hong Kong SFC License Details (ID 92496)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2026-06-12	-
	Rep	Dealing in securities	2026-06-12	-
FWD Financial Planning Limited (HK)	RO	Advising on securities	2023-05-25	2024-04-16
	RO	Dealing in securities	2023-05-25	2024-04-16
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-05-21	2022-08-14
	Rep	Dealing in securities	2019-12-11	2022-08-14
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-08-27	2022-08-14
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2014-08-27	2020-05-05
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-20	2014-08-15
	Rep	Dealing in securities	2012-06-20	2014-08-15
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-12-13	2014-08-15
	Rep	Dealing in securities	2010-12-13	2014-08-15