Personnel Hong Kong SFC License Details (ID 92500)

Personnel Hong Kong SFC License Details (ID 92500)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-20	2022-01-31
	Rep	Dealing in securities	2012-06-20	2022-01-31
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-08-17	2015-12-30
	Rep	Dealing in securities	2009-08-17	2015-12-30
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2003-11-10
	Rep	Asset management	-	2003-11-10
	Rep	Dealing in futures contracts	-	2009-08-08
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	-	2003-11-10
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2003-11-10
	Rep	Advising on securities	-	2003-11-10
	Rep	Asset management	-	2003-11-10
	Rep	Dealing in securities	-	2009-08-08