| Midas Securities Limited | RO | Advising on securities | 2021-07-22 | - |
| RO | Asset management | 2021-07-22 | - |
| RO | Dealing in securities | 2021-07-22 | - |
| RO | Dealing in futures contracts | 2021-07-22 | 2023-06-20 |
| All Out Life Limited | RO | Advising on securities | 2020-08-18 | 2020-12-20 |
| RO | Asset management | 2020-08-18 | 2020-12-20 |
| RO | Dealing in securities | 2020-08-18 | 2020-12-20 |
| THE CORE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2018-09-07 | 2020-07-17 |
| RO | Asset management | 2018-09-07 | 2020-07-17 |
| RO | Dealing in securities | 2018-07-11 | 2020-07-17 |
| Rep | Dealing in securities | 2018-05-30 | 2018-07-11 |
| Afflux Securities Limited | RO | Dealing in securities | 2017-04-27 | 2017-12-29 |
| Open Securities Limited | RO | Dealing in futures contracts | 2016-01-29 | 2017-03-31 |
| RO | Dealing in securities | 2016-01-29 | 2017-03-31 |
| Rep | Advising on securities | 2015-05-12 | 2017-03-31 |
| Rep | Dealing in futures contracts | 2015-03-30 | 2016-01-29 |
| Rep | Dealing in securities | 2015-03-30 | 2016-01-29 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2015-03-20 |
| Rep | Dealing in securities | 2012-06-20 | 2015-03-20 |
| Rep | Leveraged foreign exchange trading | 2012-06-20 | 2015-03-20 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2011-05-25 | 2014-10-20 |
| Rep | Dealing in futures contracts | 2011-05-19 | 2015-03-20 |
| Rep | Dealing in securities | 2011-05-19 | 2015-03-20 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2007-02-22 | 2011-05-07 |
| Rep | Dealing in securities | 2007-02-22 | 2011-05-07 |