| FWD Financial Planning Limited (HK) | RO | Advising on securities | 2018-01-16 | 2023-10-12 |
| RO | Dealing in securities | 2018-01-16 | 2023-10-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | Advising on securities | 2014-03-24 | 2017-10-25 |
| RO | Dealing in securities | 2014-03-24 | 2017-10-25 |
| Rep | Asset management | 2014-01-16 | 2017-10-25 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-10-22 | 2017-10-25 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Advising on securities | 2012-10-22 | 2014-03-24 |
| Rep | Dealing in securities | 2012-10-22 | 2014-03-24 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-21 | 2012-10-13 |
| Rep | Dealing in futures contracts | 2012-06-21 | 2012-10-13 |
| Rep | Dealing in securities | 2012-06-21 | 2012-10-13 |
| Rep | Leveraged foreign exchange trading | 2012-06-21 | 2012-10-13 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-05-04 | 2012-10-13 |
| Rep | Dealing in futures contracts | 2010-05-04 | 2012-10-13 |
| Rep | Dealing in securities | 2010-05-04 | 2012-10-13 |
| Rep | Leveraged foreign exchange trading | 2010-05-04 | 2012-10-13 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-11-29 | 2010-04-14 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-11-29 | 2010-04-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2006-11-29 | 2010-04-14 |
| Rep | Dealing in securities | 2006-11-29 | 2010-04-14 |
| Network Financial Services Limited | Rep | Advising on securities | 2005-03-03 | 2006-05-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-09-10 | 2005-01-05 |
| Rep | Dealing in securities | 2003-09-09 | 2004-03-08 |