Personnel Hong Kong SFC License Details (ID 92504)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-21	2013-03-01
	Rep	Dealing in securities	2012-06-21	2013-03-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-05-12	2013-03-01
	Rep	Dealing in securities	2011-05-12	2013-03-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-08	2011-05-01
KGI ASIA LIMITED	Rep	Dealing in securities	2010-08-17	2011-05-01