| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-05-20 | 2011-09-17 |
| Rep | Dealing in securities | 2011-05-20 | 2011-09-17 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2010-08-30 | 2011-05-14 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2010-08-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-02-03 | 2010-08-01 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-27 | 2009-09-01 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-11-10 | 2009-09-01 |
| SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-01-19 |
| Rep | Asset management | - | 2004-01-19 |
| Rep | Providing automated trading services | - | 2004-01-19 |
| Rep | Dealing in futures contracts | - | 2004-01-19 |