| CARLYON ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2024-02-28 | - |
| RO | Asset management | 2024-02-28 | - |
| CARLYON SECURITIES LIMITED | RO | Dealing in securities | 2024-02-28 | - |
| CARLYON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2024-02-23 | 2024-02-28 |
| Rep | Asset management | 2024-02-23 | 2024-02-28 |
| ZHU KUAN INTERNATIONAL FINANCIAL ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-08-18 | 2023-11-10 |
| RO | Asset management | 2022-08-18 | 2023-11-10 |
| Fantasia Asset Management Limited | RO | Asset management | 2019-10-24 | 2022-03-31 |
| WANEXE SECURITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2019-05-23 | 2019-07-03 |
| Blackhorn Wealth Management Limited | RO | Advising on securities | 2018-12-03 | 2019-03-29 |
| RO | Asset management | 2018-12-03 | 2019-03-29 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-12-28 | 2017-07-01 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-07 | 2017-07-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2015-09-07 | 2017-07-01 |
| Rep | Dealing in securities | 2015-09-07 | 2017-07-01 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-01-20 | 2015-08-28 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Advising on securities | 2014-01-20 | 2015-08-28 |
| Rep | Dealing in securities | 2014-01-20 | 2015-08-28 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-21 | 2013-12-19 |
| Rep | Dealing in futures contracts | 2012-06-21 | 2013-12-19 |
| Rep | Dealing in securities | 2012-06-21 | 2013-12-19 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-09-30 | 2013-08-01 |
| Rep | Advising on securities | 2010-12-22 | 2013-08-01 |
| Rep | Dealing in securities | 2010-12-22 | 2013-08-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-04-20 | 2010-11-05 |
| Rep | Dealing in securities | 2010-04-20 | 2010-11-05 |