| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-22 | 2013-10-11 |
| Rep | Dealing in securities | 2012-06-22 | 2013-10-11 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-11-29 | 2013-10-11 |
| Rep | Dealing in securities | 2010-11-29 | 2013-10-11 |
| ALPHA FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | - | 2003-11-30 |
| Rep | Asset management | - | 2003-11-30 |
| Rep | Dealing in futures contracts | - | 2003-11-30 |
| ALPHA SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-11-30 |
| Rep | Advising on securities | - | 2003-11-30 |
| Rep | Asset management | - | 2003-11-30 |
| Rep | Dealing in securities | - | 2003-11-30 |