Personnel Hong Kong SFC License Details (ID 92512)

Personnel Hong Kong SFC License Details (ID 92512)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CWB Hong Kong Limited	RO	Dealing in securities	2019-11-13	-
	RO	Advising on securities	2019-11-07	-
	RO	Asset management	2019-04-15	-
FORTIS, SHERIFFS &AMP; BROWNS ASIA CO. LIMITED	RO	Asset management	2017-06-07	2018-12-31
	RO	Dealing in securities	2017-06-07	2018-12-31
orientiert International Markets Limited	RO	Asset management	2016-11-09	2018-05-31
	RO	Dealing in securities	2016-11-09	2018-05-31
oOo Securities (HK) Group Limited	Rep	Advising on securities	2016-09-30	2018-05-31
	RO	Asset management	2015-10-05	2018-05-31
	RO	Dealing in securities	2013-09-10	2018-05-31
	Rep	Asset management	2013-03-15	2015-10-05
	Rep	Dealing in securities	2012-02-20	2013-09-10
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2009-02-25	2012-01-30