Personnel Hong Kong SFC License Details (ID 92514)

Personnel Hong Kong SFC License Details (ID 92514)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Victoria Harbour Securities International Limited	RO	Advising on securities	2019-02-28	2019-03-11
	RO	Dealing in securities	2019-02-28	2019-03-11
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	2017-09-20
	Rep	Dealing in securities	2013-08-19	2017-02-12
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-06-26	2012-07-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2009-02-05	2010-04-19
	Rep	Asset management	2009-02-05	2010-04-19
	Rep	Dealing in securities	2009-02-05	2012-08-01