Personnel SFC Licences and HKMA Registrations (ID 92515)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2021-04-30	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2021-04-30	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Leveraged foreign exchange trading	2012-06-21	2016-10-31
	Rep	Dealing in futures contracts	2012-06-21	2021-04-21
	Rep	Dealing in securities	2012-06-21	2021-04-21
Yuanta Asia Investment (Hong Kong) Limited	Rep	Leveraged foreign exchange trading	2010-01-18	2014-10-20
	Rep	Dealing in futures contracts	2010-01-18	2015-12-30
	Rep	Dealing in securities	2010-01-18	2015-12-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-03	2010-01-08
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-02-03	2010-01-08
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2010-01-08
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2004-11-02	2010-01-08
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-05-15	2010-01-08
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-05-15	2010-01-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.