Personnel Hong Kong SFC License Details (ID 92516)

Personnel Hong Kong SFC License Details (ID 92516)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-12-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-02-09	2018-12-31
KGI ASIA LIMITED	Rep	Dealing in securities	2016-11-28	2017-10-02
Beevest Securities Limited	Rep	Advising on securities	2015-02-03	2016-07-22
	Rep	Dealing in securities	2015-02-03	2016-07-22
Open Securities Limited	Rep	Dealing in futures contracts	2012-07-24	2014-05-30
	Rep	Dealing in securities	2012-07-24	2014-05-30
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-06-17	2012-06-01
	Rep	Dealing in securities	2009-04-02	2012-06-01
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2007-12-27	2009-02-01