Personnel Hong Kong SFC License Details (ID 92519)

Personnel Hong Kong SFC License Details (ID 92519)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-04-29	-
	Rep	Dealing in futures contracts	2021-04-29	2026-02-10
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-22	2021-04-09
	Rep	Dealing in securities	2012-06-22	2021-04-09
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-03-07	2015-12-30
	Rep	Dealing in securities	2011-03-07	2015-12-30
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2004-01-19
	Rep	Asset management	2003-04-01	2004-01-19
	Rep	Dealing in futures contracts	2003-04-01	2011-02-19
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2004-01-19
	Rep	Advising on securities	2003-04-01	2004-01-19
	Rep	Asset management	2003-04-01	2004-01-19
	Rep	Dealing in securities	2003-04-01	2011-02-19