Personnel Hong Kong SFC License Details (ID 92520)

Personnel Hong Kong SFC License Details (ID 92520)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HGNH International Securities Co., Limited	RO	Advising on securities	2020-06-17	2021-12-05
HGNH International Forex Co., Limited	Rep	Leveraged foreign exchange trading	2016-11-16	2019-09-03
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2015-12-28	2021-12-05
HGNH International Securities Co., Limited	RO	Dealing in securities	2015-12-28	2021-12-05
	Rep	Dealing in securities	2015-11-02	2015-12-28
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	RO	Dealing in securities	2014-07-23	2015-10-25
	Rep	Dealing in securities	2014-06-16	2014-07-23
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-06-22	2014-06-06
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2008-09-02	2014-06-06
Everbright Securities Digital Finance (HK) Limited	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Advising on securities	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Providing automated trading services	-	2004-01-19
	Rep	Dealing in securities	-	2008-08-01
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Advising on securities	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2008-08-01