Personnel Hong Kong SFC License Details (ID 92522)

Personnel Hong Kong SFC License Details (ID 92522)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-06-25	2023-08-15
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2008-04-16	2013-09-13
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	-	2004-03-04
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-02-19
	Rep	Advising on securities	-	2004-02-19
	Rep	Asset management	-	2004-02-19
	Rep	Providing automated trading services	-	2004-02-19
	Rep	Dealing in securities	-	2008-04-01