Personnel Hong Kong SFC License Details (ID 92523)

Personnel Hong Kong SFC License Details (ID 92523)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Holly International Financial Holdings Limited	Rep	Dealing in securities	2024-08-09	-
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-07-27	2024-07-31
	Rep	Dealing in securities	2021-07-07	2024-07-31
HUA NAN SECURITIES (HK) LIMITED	Rep	Dealing in securities	2016-07-18	2021-06-30
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-06-22	2016-07-09
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2009-11-09	2015-12-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-10-03	2009-10-31
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-10-03	2009-10-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2004-12-01	2006-09-18
KOFFMAN INVESTMENT LTD	Rep	Advising on corporate finance	2003-04-01	2003-10-07
	Rep	Advising on securities	2003-04-01	2003-10-07
	Rep	Asset management	2003-04-01	2003-10-07
	Rep	Dealing in securities	2003-04-01	2004-11-01