Personnel Hong Kong SFC License Details (ID 92524)

Personnel Hong Kong SFC License Details (ID 92524)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2012-06-22	2013-02-01
	Rep	Dealing in securities	2012-06-22	2013-02-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2010-05-12	2013-02-01
	Rep	Dealing in securities	2010-05-12	2013-02-01
Lion Global Financial Limited	Rep	Dealing in securities	2009-03-02	2010-04-22
	Rep	Advising on securities	2006-12-06	2010-04-22
	Rep	Asset management	2006-12-06	2010-04-22
CBH Asia Limited	Rep	Advising on corporate finance	-	2003-08-07
	Rep	Advising on securities	-	2006-10-16
	Rep	Asset management	-	2006-10-16