Ng, Chi Wai (SFC:ATY004) 吳智偉

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2019-01-09	-
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2018-08-16	-
VC BROKERAGE LIMITED	Rep	Dealing in securities	2015-08-20	2018-07-20
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-06-22	2015-08-15
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2009-11-11	2013-05-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2019-01-09	-
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2018-08-16	-
VC BROKERAGE LIMITED	Rep	Dealing in securities	2015-08-20	2018-07-20
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-06-22	2015-08-15
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2009-11-11	2013-05-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.