Personnel Hong Kong SFC License Details (ID 92530)

Personnel Hong Kong SFC License Details (ID 92530)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT ASSET MANAGEMENT LIMITED	Rep	Asset management	2020-02-12	-
FULBRIGHT FUTURES LIMITED	Rep	Advising on futures contracts	2017-10-26	-
	Rep	Dealing in futures contracts	2017-10-26	-
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2017-10-26	-
	Rep	Dealing in securities	2017-10-26	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2013-05-08	2017-10-22
	Rep	Dealing in futures contracts	2012-06-26	2017-10-22
	Rep	Dealing in securities	2012-06-26	2017-10-22
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-09-07	2015-12-04
	Rep	Dealing in securities	2010-09-07	2015-12-04
Quam Securities Limited	Rep	Dealing in futures contracts	2009-09-16	2010-07-17
	Rep	Dealing in securities	2009-09-16	2010-07-17