Personnel Hong Kong SFC License Details (ID 92533)

Personnel Hong Kong SFC License Details (ID 92533)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-03-25	2016-07-30
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2015-03-25	2016-07-30
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-26	2013-06-01
	Rep	Dealing in securities	2012-06-26	2013-06-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-10-21	2013-06-01
	Rep	Dealing in securities	2011-05-25	2013-06-01