| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2020-10-15 | - |
| Rep | Dealing in futures contracts | 2012-06-26 | - | |
| Rep | Dealing in securities | 2012-06-26 | - | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-06-18 | 2015-12-04 |
| Rep | Dealing in securities | 2010-06-18 | 2015-12-04 | |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-10-25 | 2010-06-05 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-25 | 2010-06-05 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-12-01 | 2005-02-14 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-11-15 | 2005-02-14 |
| WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-05-28 | 2004-06-30 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2004-01-08 | 2004-02-05 |
No HKMA registrations in the collected records.