Personnel Hong Kong SFC License Details (ID 92539)

Personnel Hong Kong SFC License Details (ID 92539)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-05-18	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2012-05-18	-
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-12-07	2012-05-17
	Rep	Dealing in securities	2007-12-07	2012-05-17
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2004-03-02
	Rep	Advising on futures contracts	2003-04-01	2004-03-05
	Rep	Asset management	2003-04-01	2004-03-05
	Rep	Dealing in futures contracts	2003-04-01	2007-12-01
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2004-03-05
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2007-12-01