| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-01-19 | - |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-01-19 | - |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-11-18 | 2022-01-02 |
| CMB International Securities Limited | Rep | Dealing in securities | 2019-11-18 | 2022-01-02 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-04-05 | 2019-10-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2017-04-05 | 2019-10-31 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-07-13 | 2017-03-27 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-07-13 | 2017-03-27 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-01-09 | 2015-07-11 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-01-09 | 2015-07-11 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-03-08 | 2012-01-01 |
| Rep | Dealing in securities | 2006-03-08 | 2012-01-01 | |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-04-01 | 2006-03-08 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-10 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-10 | |
| Rep | Asset management | 2003-04-01 | 2004-01-10 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-03-08 |
No HKMA registrations in the collected records.