| Yuanta Securities (Hong Kong) Company Limited | Rep | Leveraged foreign exchange trading | 2015-07-17 | 2016-10-31 |
| Rep | Dealing in futures contracts | 2015-07-17 | 2022-06-30 |
| Rep | Dealing in securities | 2015-07-17 | 2022-06-30 |
| Rep | Dealing in futures contracts | 2012-06-26 | 2015-04-27 |
| Rep | Dealing in securities | 2012-06-26 | 2015-04-27 |
| Rep | Leveraged foreign exchange trading | 2012-06-26 | 2015-04-27 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2011-08-24 | 2014-10-20 |
| Rep | Dealing in futures contracts | 2011-08-24 | 2015-04-27 |
| Rep | Dealing in securities | 2011-08-24 | 2015-04-27 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2009-01-30 | 2011-08-02 |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-10-20 | 2011-08-02 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-10-20 | 2011-08-02 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-10-20 | 2011-08-02 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-26 | 2008-07-28 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-26 | 2008-07-28 |