Personnel Hong Kong SFC License Details (ID 92558)

Personnel Hong Kong SFC License Details (ID 92558)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLC FUTURES LIMITED	Rep	Dealing in futures contracts	2014-12-18	2020-07-31
CLC SECURITIES LIMITED	Rep	Dealing in securities	2014-06-03	2020-07-31
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2013-03-11	2014-03-28
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2013-03-11	2014-03-28
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-07-09	2012-12-01
	Rep	Dealing in securities	2012-07-09	2012-12-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-03-17	2012-12-01
	Rep	Dealing in securities	2009-01-20	2012-12-01