| MANGO FINANCIAL LIMITED | RO | Advising on securities | 2025-01-06 | - |
| Rep | Asset management | 2025-01-06 | - |
| RO | Dealing in securities | 2025-01-06 | - |
| CLC SECURITIES LIMITED | RO | Advising on futures contracts | 2020-04-07 | 2023-10-31 |
| RO | Dealing in futures contracts | 2020-04-07 | 2023-10-31 |
| CLC FUTURES LIMITED | RO | Advising on futures contracts | 2017-12-27 | 2021-04-21 |
| CLC SECURITIES LIMITED | RO | Advising on securities | 2017-12-27 | 2023-10-31 |
| CLC FUTURES LIMITED | RO | Dealing in futures contracts | 2015-04-17 | 2021-04-21 |
| CLC SECURITIES LIMITED | RO | Dealing in securities | 2014-09-22 | 2023-10-31 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2013-03-11 | 2014-03-20 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2013-03-11 | 2014-03-20 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-07-09 | 2012-12-01 |
| Rep | Dealing in securities | 2012-07-09 | 2012-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-08-07 | 2012-12-01 |
| Rep | Dealing in securities | 2008-06-05 | 2012-12-01 |